CUSIP No. 37955N106
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Page 1 of 5 Pages
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1
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Names of Reporting Person
Mark C. Winmill
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2
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Check the Appropriate Box if a Member of a Group
(See Instructions)
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(a) ☐
(b) ☐
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3
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SEC Use Only
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4
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Source of Funds (See Instructions)
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AF, PF
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5
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Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)
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☐
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6
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Citizenship or Place of Organization
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USA
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Number of Shares Beneficially Owned by Each Reporting Person With
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7
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Sole Voting Power
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66,985
Shares
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8
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Shared Voting Power
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413,423
Shares
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9
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Sole Dispositive Power
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66,985
Shares
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10
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Shared Dispositive Power
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413,423
Shares
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
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480,408
Shares
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12
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see Instructions)
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☐
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13
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Percent of Class Represented by Amount in Row (11)
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6.2%
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14
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Type of Reporting Person (See Instructions)
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IN
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CUSIP No. 37955N106
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Page 2 of 5 Pages
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1
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Names of Reporting Person
Thomas B. Winmill
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2
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Check the Appropriate Box if a Member of a Group
(See Instructions)
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(a) ☐
(b) ☐
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3
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SEC Use Only
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4
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Source of Funds (See Instructions)
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AF, PF
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5
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Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)
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☐
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6
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Citizenship or Place of Organization
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USA
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Number of Shares Beneficially Owned by Each Reporting Person With
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7
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Sole Voting Power
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785
Shares
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8
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Shared Voting Power
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398,423
Shares
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9
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Sole Dispositive Power
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785
Shares
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10
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Shared Dispositive Power
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398,423
Shares
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
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399,208
Shares
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12
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see Instructions)
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☐
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13
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Percent of Class Represented by Amount in Row (11)
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5.2%
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14
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Type of Reporting Person (See Instructions)
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IN
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CUSIP No. 37955N106
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Page 3 of 5 Pages
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1
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Names of Reporting Person
Winmill Family Trust
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2
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Check the Appropriate Box if a Member of a Group
(See Instructions)
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(a) ☐
(b) ☐
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3
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SEC Use Only
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4
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Source of Funds (See Instructions)
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AF
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5
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Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)
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☐
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6
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Citizenship or Place of Organization
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USA
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Number of Shares Beneficially Owned by Each Reporting Person With
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7
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Sole Voting Power
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0
Shares
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8
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Shared Voting Power
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393,997
Shares
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9
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Sole Dispositive Power
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0
Shares
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10
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Shared Dispositive Power
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393,997
Shares
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
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393,997
Shares
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12
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see Instructions)
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☐
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13
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Percent of Class Represented by Amount in Row (11)
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5.1%
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14
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Type of Reporting Person (See Instructions)
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HC
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CUSIP No. 37955N106
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Page 4 of 5 Pages
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1
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Names of Reporting Person
Winmill & Co. Incorporated
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2
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Check the Appropriate Box if a Member of a Group
(See Instructions)
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(a) ☐
(b) ☐
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3
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SEC Use Only
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4
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Source of Funds (See Instructions)
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AF, WC
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5
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Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)
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☐
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6
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Citizenship or Place of Organization
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USA
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Number of Shares Beneficially Owned by Each Reporting Person With
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7
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Sole Voting Power
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128,227
Shares
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8
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Shared Voting Power
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265,770
Shares
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9
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Sole Dispositive Power
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128,227
Shares
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10
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Shared Dispositive Power
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265,770
Shares
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
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393,997
Shares
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12
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see Instructions)
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☐
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13
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Percent of Class Represented by Amount in Row (11)
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5.1%
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14
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Type of Reporting Person (See Instructions)
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HC
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CUSIP No. 37955N106
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Page 5 of 5 Pages
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1
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Names of Reporting Person
Tuxis Corporation
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2
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Check the Appropriate Box if a Member of a Group
(See Instructions)
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(a) ☐
(b) ☐
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3
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SEC Use Only
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4
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Source of Funds (See Instructions)
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WC, SC
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5
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Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)
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☐
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6
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Citizenship or Place of Organization
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USA
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Number of Shares Beneficially Owned by Each Reporting Person With
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7
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Sole Voting Power
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265,770
Shares
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8
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Shared Voting Power
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0
Shares
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9
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Sole Dispositive Power
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265,770
Shares
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10
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Shared Dispositive Power
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0
Shares
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
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265,770
Shares
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12
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see Instructions)
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☐
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13
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Percent of Class Represented by Amount in Row (11)
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3.5%
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14
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Type of Reporting Person (See Instructions)
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CO
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(a)– (c) |
This Schedule 13D is being filed by the following (collectively, the "Reporting Persons"):
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(a)
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As of June 1, 2018, the Reporting Persons believe there are 7,692,624 Shares outstanding.
As of such date, Mark C. Winmill may be deemed to be the beneficial owner of 480,408 Shares which constitute approximately 6.2% of the outstanding Shares. Mr. Mark Winmill disclaims beneficial ownership of the Shares owned, or which may be deemed to be owned, by Tuxis, the Winmill Family Trust, Winco, the Michael M. George Trust, and Ms. Sarah J. Winmill.
As of such date, Thomas B. Winmill may be deemed to be the beneficial owner of 399,208 Shares which constitute approximately 5.2% of the outstanding Shares. Mr. Thomas Winmill disclaims beneficial ownership of the Shares owned, or which may be deemed to be owned, by Tuxis, the Winmill Family Trust, Winco, and Sarah J. Winmill.
As of such date, Winco may be deemed to be the beneficial owner of 393,997 Shares which constitute approximately 5.1% of the outstanding Shares. Winco disclaims beneficial ownership of the Shares held by Tuxis.
As of such date, the Winmill Family Trust may be deemed to be the beneficial owner of 393,997 Shares which constitute approximately 5.1% of the outstanding Shares. The Winmill Family Trust disclaims beneficial ownership of all the Shares.
As of such date, Tuxis may be deemed to be the beneficial owner of 265,770 Shares which constitute approximately 3.5% of the outstanding Shares.
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(b)
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Mark C. Winmill, Thomas B. Winmill, Tuxis, Winco, the Michael M. George Trust, and Sarah J. Winmill have the power to vote and to dispose of their respective directly owned Shares.
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(c)
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During the past 60 days, the following transactions were effected in the Shares by the Reporting Persons, the Michael M. George Trust, and/or Sarah J. Winmill:
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Name
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Date
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Transaction
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Number of Shares
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Price per Share
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Where and How Transaction Effected
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Tuxis Corporation
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05/21/2018
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Buy
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1,090
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$ 4.1809
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Open
Market
Purchase(1)
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05/22/2018
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Buy
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2,400
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$ 4.2275
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05/23/2018
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Buy
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2,400
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$ 4.2100
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05/25/2018
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Buy
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2,400
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$ 4.1500
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05/29/2018
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Buy
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3,400
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$ 4.1300
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05/30/2018
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Buy
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3,400
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$ 4.1700
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05/31/2018
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Buy
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3,400
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$ 4.1900
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Mark C. Winmill
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05/18/2018
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Buy
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1,400
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$ 4.179
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Open
Market
Purchase(1)
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(1) Purchased pursuant to Rule 10b-18 safe harbor.
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(d)
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Mark C. Winmill, Thomas B. Winmill, Tuxis, Winco, the Michael M. George Trust, and Sarah J. Winmill have the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of, their respective directly owned Shares.
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(e)
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Not applicable.
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Winmill & Co. Incorporated
By: /s/Donald Klimoski II
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Name: Donald Klimoski II
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Title: General Counsel |
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Winmill Family Trust
By: /s/Thomas B. Winmill
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Name: Thomas B. Winmill
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Title: Trustee |
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By: /s/Mark C. Winmill
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Name: Mark C. Winmill
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Title: Trustee |
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Tuxis Corporation | |
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By: /s/ Donald Klimoski II
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Name: Donald Klimoski II
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Title: General Counsel |
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By: /s/Mark C. Winmill
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Name: Mark C. Winmill
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By: /s/ Thomas B. Winmill
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Name: Thomas B. Winmill
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1.
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The Schedule 13D and all amendments thereto with respect to Global Self Storage, Inc. to which this is attached as Exhibit A are filed on behalf of Mark C. Winmill, Thomas B. Winmill, Winmill & Co. Incorporated, the Winmill Family Trust, and Tuxis Corporation.
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2.
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Each of Mark C. Winmill, Thomas B. Winmill, Winmill & Co. Incorporated, the Winmill Family Trust, and Tuxis Corporation is responsible for the completeness and accuracy of the information concerning such person contained therein; provided that each person is not responsible for the completeness or accuracy of the information concerning any other person making such filing, unless such person knows or has reason to believe that such information is inaccurate.
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By: /s/Mark C. Winmill
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Name: Mark C. Winmill
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By: /s/Thomas B. Winmill
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Name: Thomas B. Winmill
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Winmill & Co. Incorporated
By: /s/Donald Klimoski II
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Name: Donald Klimoski II
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Title: General Counsel |
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Winmill Family Trust
By: /s/Thomas B. Winmill
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Name: Thomas B. Winmill
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Title: Trustee
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By: /s/Mark C. Winmill
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Name: Mark C. Winmill
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Title: Trustee |
Tuxis Corporation | |
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By: /s/ Donald Klimoski II
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Name: Donald Klimoski II
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Title: General Counsel |